Regulatory Compliance and Surveillance
Vendor Consolidation: The Question Everyone Skips
by: Emily WrightPublished on: 25/08/2026Explore how financial firms should approach vendor consolidation in trade surveillance, balancing technology, risk appetite, due diligence, and long-term strategic partnerships.
Vendor consolidationTrade surveillanceSurveillance technologyRegulatory technologyRisk managementMarket surveillance
You don't need a crystal ball
by: Emily WrightPublished on: 11/08/2026Strong GRC leadership isn't about predicting every regulatory change. It's about governance, compliance, disciplined execution, and making the right decisions consistently within your control.
GRC leadershipRegulatory complianceRegulatory changeRisk managementCorporate governanceCompliance management
Who's in the room when the model makes a conduct call?
by: Emily WrightPublished on: 28/07/2026AI governance isn't just about technology and model risk. Discover why conduct expertise belongs at the table before AI-driven decisions go live.
AI governanceResponsible AIAI AccountabilityHuman oversightCorporate governanceRisk management
